Nam Yip Charis Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nam Yip Charis Wong (王南曄), a licensed Representative with CE reference BPN187. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 1.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2025-04-10 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2025-04-10 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nam Yip Charis Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.