Wen Tao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Tao, a licensed former licensee with CE reference BPM184. This person has 0.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-17 | 2020-10-16 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-04-17 | 2020-10-16 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2020-04-17 | 2020-10-16 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Wen Tao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.