Fang Xu
徐放
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fang Xu (徐放), a licensed Responsible Officer with CE reference BPL704. Currently licensed at 1 firm(s): AUSPICE INVESTMENT MANAGEMENT LIMITED. Active regulated activities: Type 9 - Asset management. This person has 4.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AUSPICE INVESTMENT MANAGEMENT LIMITED 瑞兆投資管理有限公司 |
RO | Type 9 - Asset management | 2025-01-27 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-07 | 2023-07-14 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-05-07 | 2023-07-14 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Fang Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tierui Yao | AUSPICE INVESTMENT MANAGEMENT LIMITED | 2025–present |