Dan Liu
劉丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Liu (劉丹), a licensed Representative with CE reference BOZ921. Currently licensed at 1 firm(s): Joincap Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.6 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-09 | present |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 9 - Asset management | 2019-12-09 | present |
| Grit Securities Limited 啟恒證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-09 | 2023-03-22 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Dan Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Siu Hung Fung | Joincap Capital Limited | 2019–present |
| Ziteng Wang | Joincap Capital Limited | 2021–present |
| Ting Ke | Joincap Capital Limited | 2021–2025 |
| Siu Hong Seeto | Grit Securities Limited | 2020–2023 |
| Yu Ching Fung | Joincap Capital Limited | 2019–2021 |
| On Wah Lau | Joincap Capital Limited | 2019–2020 |
| Sze Chan | Joincap Capital Limited | 2019–2020 |
| Kim Kwong Ho | Joincap Capital Limited | 2021–2022 |
| Jiehao Xue | Joincap Capital Limited | 2025–present |
| Kwan Lung Yu | Grit Securities Limited | 2021–2022 |
| Runze Zheng | Joincap Capital Limited | 2019–2020 |
| Wuze Wu | Joincap Capital Limited | 2024–2025 |
| Jiawei Zhu | Joincap Capital Limited | 2021 |
| Chun Yuen Wong | Grit Securities Limited | 2023 |