Fan Xu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fan Xu, a licensed former licensee with CE reference BOZ130. This person has 2.4 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-10-04 | 2022-05-31 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 9 - Asset management | 2021-10-04 | 2022-05-31 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-01-07 | 2022-05-31 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-01-07 | 2022-05-31 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2020-01-07 | 2022-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fan Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.