Dan Li
李丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Li (李丹), a licensed former licensee with CE reference BOU347. This person has 6.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-02 | 2026-07-31 |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-02 | 2026-07-31 |
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-25 | 2022-07-15 |
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
Rep | Type 9 - Asset management | 2021-01-25 | 2022-07-15 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-23 | 2020-04-17 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-09-23 | 2020-04-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.