David Robert John Vincent
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Robert John Vincent, a licensed former licensee with CE reference BOU046. This person has 0.1 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-23 | 2019-11-14 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as David Robert John Vincent during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.