James Stuart Lindsay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Stuart Lindsay, a licensed former licensee with CE reference BOL436. This person has 1.0 year of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Axial Partners Limited | Rep | Type 9 - Asset management | 2019-07-08 | 2020-06-30 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as James Stuart Lindsay during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Carmen Chang | Axial Partners Limited | 2019–2020 |
| Gerardus Henricus Paulus Uding | Axial Partners Limited | 2019–2020 |
| Paul Stephen Hopkins | Axial Partners Limited | 2019 |
| Wei-Jin Christopher Chan | Axial Partners Limited | 2019–2020 |