Jia Li

李佳
CE No. BOG077 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia Li (李佳), a licensed former licensee with CE reference BOG077. This person has 7.1 years of SFC licence history. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
AJ SECURITIES LIMITED
安捷證券有限公司
Rep Type 1 - Dealing in securities 2020-07-16 2026-08-12
Rockflow Securities Limited
奇運證券有限公司
Rep Type 4 - Advising on securities 2019-07-16 2020-05-11
Rockflow Securities Limited
奇運證券有限公司
Rep Type 1 - Dealing in securities 2019-05-10 2020-05-11
Rockflow Securities Limited
奇運證券有限公司
Rep Type 9 - Asset management 2019-05-10 2020-05-11

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