Kwok Wai Liu
廖國偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Liu (廖國偉), a licensed former licensee with CE reference BOC813. This person has 3.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jasper Capital Hong Kong Limited |
Rep | Type 4 - Advising on securities | 2019-07-12 | 2023-05-12 |
| Jasper Capital Hong Kong Limited |
Rep | Type 9 - Asset management | 2019-07-12 | 2023-05-12 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Wai Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Benjamin Pierce Pollock | Jasper Capital Hong Kong Limited | 2019–2023 |
| Zhang Chen | Jasper Capital Hong Kong Limited | 2019–2023 |
| Peng Ye | Jasper Capital Hong Kong Limited | 2019–2023 |
| Liang Gan | Jasper Capital Hong Kong Limited | 2019–2020 |
| Carlo Alberto Passeri | Jasper Capital Hong Kong Limited | 2019–2020 |
| Xingtong Zhu | Jasper Capital Hong Kong Limited | 2022–2023 |
| Yu Qin | Jasper Capital Hong Kong Limited | 2022–2023 |
| Zhifeng Zhang | Jasper Capital Hong Kong Limited | 2019 |