David Nichols Fisher III

CE No. BOA024 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Nichols Fisher III, a licensed former licensee with CE reference BOA024. This person has less than 0.1 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 1 - Dealing in securities 2020-01-07 2020-01-08
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2020-01-07 2020-01-08
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 1 - Dealing in securities 2019-01-16 2019-01-18
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2019-01-16 2019-01-18

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Nichols Fisher III during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Philippe Bodereau PIMCO Asia Limited 2019–2020
Esteban Burbano PIMCO Asia Limited 2019–2020
Daniel John Ivascyn PIMCO Asia Limited 2019–2020
Mark Richard Kiesel PIMCO Asia Limited 2019–2020
Alfred Taketo Murata PIMCO Asia Limited 2019–2020
Thibault Christian Stracke PIMCO Asia Limited 2019–2020
Jerome Michael Schneider PIMCO Asia Limited 2019–2020
Cheuk Fung Ng PIMCO Asia Limited 2019–2020
Yoonbum Park PIMCO Asia Limited 2019–2020
Junyang Cao PIMCO Asia Limited 2019–2020
Jing Zhang PIMCO Asia Limited 2019–2020
Haining Yin PIMCO Asia Limited 2019–2020
Kwang Soo Kang PIMCO Asia Limited 2019–2020
Taosha Wang PIMCO Asia Limited 2019–2020
Yumeng Wang PIMCO Asia Limited 2019–2020
Stephen Koon Bong Chang PIMCO Asia Limited 2019–2020
Jung Park PIMCO Asia Limited 2019–2020
Yishan Cao PIMCO Asia Limited 2019–2020
Lei Dong PIMCO Asia Limited 2019–2020
Li He PIMCO Asia Limited 2019–2020
Explore the interactive colleague network →

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