Siu Yin Yau
游少燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Yin Yau (游少燕), a licensed former licensee with CE reference BNU185. This person has 1.0 year of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-13 | 2019-11-25 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-11-13 | 2019-11-25 |