Shengsi Xie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shengsi Xie (謝聖思), a licensed Representative with CE reference BNR161. Currently licensed at 2 firm(s): CITIC Securities Futures (HK) Limited, CITIC Securities Brokerage (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 7.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-08-22 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-11 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-11 | present |
| BIL Wealth Management Limited 盧銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-10-04 | 2023-11-24 |
| BIL Wealth Management Limited 盧銀資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-20 | 2023-11-24 |
| BIL Wealth Management Limited 盧銀資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-20 | 2023-11-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-11 | 2021-09-06 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-10-11 | 2021-09-06 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-11 | 2021-09-06 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Shengsi Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Minyue Zhu | BIL Wealth Management Limited | 2021–2023 |
| Hanzhi Ding | BIL Wealth Management Limited | 2021–2023 |
| Xiaofan Li | BIL Wealth Management Limited | 2021–2023 |
| Biyi Gu | BIL Wealth Management Limited | 2021–2023 |
| Ying Hong Kong | BIL Wealth Management Limited | 2021–2023 |
| Fei Gao | BIL Wealth Management Limited | 2021–2023 |
| Dalin Yu | BIL Wealth Management Limited | 2021–2022 |
| Yueming Sun | BIL Wealth Management Limited | 2021–2022 |
| Jan Fredrik Skoglund | BIL Wealth Management Limited | 2021–2022 |
| Ching Kuen Chan | BIL Wealth Management Limited | 2022 |
| Lau Mei Tse | BIL Wealth Management Limited | 2022 |
| Ruiting Fu | BIL Wealth Management Limited | 2023 |