Tsun Tao Wat

屈駿韜
CE No. BNO906 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsun Tao Wat (屈駿韜), a licensed former licensee with CE reference BNO906. This person has 1.0 year of SFC licence history. Total licence records on file: 8.

Information

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Licence history

FirmRoleRegulated activityFromTo
CASH Wealth Management Limited
時富財富管理有限公司
Rep Type 9 - Asset management 2019-11-14 2020-01-22
Celestial Securities Limited
時富證券有限公司
Rep Type 1 - Dealing in securities 2019-09-12 2020-01-22
Celestial Commodities Limited
時富商品有限公司
Rep Type 2 - Dealing in futures contracts 2019-09-12 2020-01-22
CASH Wealth Management Limited
時富財富管理有限公司
Rep Type 4 - Advising on securities 2019-08-30 2020-01-22
Kristal Advisors (HK) Limited
晶進金融(香港)有限公司
Rep Type 4 - Advising on securities 2019-07-17 2019-08-07
ADS Securities Hong Kong Limited
阿布扎比證券香港有限公司
Rep Type 3 - Leveraged foreign exchange trading 2019-02-11 2019-04-12
ADS Securities Hong Kong Limited
阿布扎比證券香港有限公司
Rep Type 1 - Dealing in securities 2018-09-28 2019-04-12
ADS Securities Hong Kong Limited
阿布扎比證券香港有限公司
Rep Type 4 - Advising on securities 2018-09-28 2019-04-12

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsun Tao Wat during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yan Chan ADS Securities Hong Kong Limited 2018–2019
Lewis Cheuk Hei Chow ADS Securities Hong Kong Limited 2018–2019
Francis Lee ADS Securities Hong Kong Limited 2018–2019
Ngo Ching Yeung ADS Securities Hong Kong Limited 2018–2019
Pui Kiu Law ADS Securities Hong Kong Limited 2018–2019
Xiaoting Li ADS Securities Hong Kong Limited 2018–2019
Florence Man Shan Ng ADS Securities Hong Kong Limited 2018–2019
Wing Chun Tam ADS Securities Hong Kong Limited 2018–2019
Paul Wai Chiu Cheung CASH Wealth Management Limited 2019–2020
Chi Man Leung CASH Wealth Management Limited 2019–2020
Ho Yin Yiu CASH Wealth Management Limited 2019–2020
Rozina Lok Sze Cho CASH Wealth Management Limited 2019–2020
Sze Chun Yeung CASH Wealth Management Limited 2019–2020
Chi Kwong Tang CASH Wealth Management Limited 2019–2020
Hon Kei Chan CASH Wealth Management Limited 2019–2020
Frederick Kan Tat Wong CASH Wealth Management Limited 2019–2020
Sze Kai Wong CASH Wealth Management Limited 2019–2020
Wai Kwong Daryl Lai CASH Wealth Management Limited 2019–2020
Ho Hung Yiu CASH Wealth Management Limited 2019–2020
Anthony Wai Ching Cheung CASH Wealth Management Limited 2019–2020
Explore the interactive colleague network →

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