King Yue Joseph Mok
莫景喻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Yue Joseph Mok (莫景喻), a licensed former licensee with CE reference BNG717. This person has 4.0 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-27 | 2024-02-01 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-27 | 2024-02-01 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 - Asset management | 2022-05-27 | 2024-02-01 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-12 | 2022-03-31 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-12 | 2022-03-31 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 - Asset management | 2019-12-12 | 2022-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as King Yue Joseph Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.