Timothy James Bates
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy James Bates, a licensed former licensee with CE reference BND565. This person has 4.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-29 | 2022-08-12 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-06-29 | 2022-08-12 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2018-06-29 | 2020-05-13 |