Qian Li
李乾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qian Li (李乾), a licensed former licensee with CE reference BNC317. This person has 4.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-30 | 2023-05-31 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-09-30 | 2023-05-31 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-30 | 2023-05-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-19 | 2020-09-08 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-06-19 | 2020-09-08 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-19 | 2020-09-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Qian Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.