Ming Li
李明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Li (李明), a licensed former licensee with CE reference BMX292. This person has 3.1 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-09-14 | 2026-08-07 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 9 - Asset management | 2023-09-14 | 2026-08-07 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-06-20 | 2026-08-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.