Hui Xin Tay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Xin Tay, a licensed former licensee with CE reference BMV799. This person has 5.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2019-12-11 | 2024-03-02 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-08-20 | 2019-10-08 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-08-20 | 2019-10-08 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-05-29 | 2018-08-01 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-05-29 | 2018-08-01 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Hui Xin Tay during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.