Wen Zhang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Zhang (張雯), a licensed Responsible Officer with CE reference BMV073. Currently licensed at 1 firm(s): Rising Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rising Securities Limited 捷昇證券有限公司 |
RO | Type 4 - Advising on securities | 2024-09-02 | present |
| Rising Securities Limited 捷昇證券有限公司 |
RO | Type 9 - Asset management | 2024-09-02 | present |
| Rising Securities Limited 捷昇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-03 | present |
| Rising Securities Limited 捷昇證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-05-03 | 2024-09-02 |
| Rising Securities Limited 捷昇證券有限公司 |
Rep | Type 9 - Asset management | 2024-05-03 | 2024-09-02 |
| Entersys Asset Management Hong Kong Limited 進激資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-16 | 2024-04-15 |
| Entersys Asset Management Hong Kong Limited 進激資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2018-05-16 | 2024-04-15 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Wen Zhang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.