Siu Kei Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kei Chan (陳少基), a licensed Responsible Officer with CE reference BMT601. Currently licensed at 1 firm(s): Nice Talent Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nice Talent Asset Management Limited 俊賢資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-10 | present |
| Nice Talent Asset Management Limited 俊賢資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-05-06 | present |
| Nice Talent Asset Management Limited 俊賢資產管理有限公司 |
RO | Type 9 - Asset management | 2020-05-06 | present |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-07 | 2019-12-27 |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 9 - Asset management | 2018-06-07 | 2019-12-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Kei Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.