Boqian Sun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Boqian Sun (孙博谦), a licensed Responsible Officer with CE reference BMP491. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 8.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2025-03-24 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-03-24 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-12-18 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-25 | 2025-03-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-11-25 | 2025-03-24 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-04 | 2020-09-18 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-06-18 | 2020-09-18 |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-23 | 2019-05-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Boqian Sun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jeff Yeung | KPMG Corporate Finance Limited | 2018–2019 |
| Rupert Joseph Chamberlain | KPMG Corporate Finance Limited | 2018–2019 |
| Warren Peter Phillips | KPMG Corporate Finance Limited | 2018–2019 |
| Yan Sze | KPMG Corporate Finance Limited | 2018–2019 |
| Yu Hin Lau | KPMG Corporate Finance Limited | 2018–2019 |
| Crispin Tam | KPMG Corporate Finance Limited | 2018–2019 |
| Jing Bian | ABCI Capital Limited | 2019–2020 |
| Chi Hung Wong | ABCI Capital Limited | 2019–2020 |
| Chuanqi Sun | ABCI Capital Limited | 2019–2020 |
| Qing Zhang | ABCI Capital Limited | 2019–2020 |
| Xiaohan Zhou | ABCI Capital Limited | 2019–2020 |
| Kin Man Cheng | ABCI Capital Limited | 2019–2020 |
| Yu Man Cheng | ABCI Capital Limited | 2019–2020 |
| Haiqin Huang | ABCI Capital Limited | 2019–2020 |
| Shuk Ching Lai | ABCI Capital Limited | 2019–2020 |
| Hok Ming Ma | ABCI Capital Limited | 2019–2020 |
| Marco Lan Wong | ABCI Capital Limited | 2019–2020 |
| Meng Yan | ABCI Capital Limited | 2019–2020 |
| Te Hau Yang | ABCI Capital Limited | 2019–2020 |
| Yuan Li | ABCI Capital Limited | 2019–2020 |