Lingguo Kong

孔令國
CE No. BMM553 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lingguo Kong (孔令國), a licensed former licensee with CE reference BMM553. This person has 5.9 years of SFC licence history. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
First Seafront Asset Management Limited
前海國際基金管理有限公司
RO Type 1 - Dealing in securities 2023-09-15 2024-06-28
First Seafront Asset Management Limited
前海國際基金管理有限公司
RO Type 4 - Advising on securities 2023-09-15 2024-06-28
First Seafront Asset Management Limited
前海國際基金管理有限公司
RO Type 9 - Asset management 2023-09-15 2024-06-28
FXG Asset Management Limited
恒峰资产管理有限公司
RO Type 1 - Dealing in securities 2018-08-13 2023-09-13
FXG Asset Management Limited
恒峰资产管理有限公司
RO Type 4 - Advising on securities 2018-08-13 2023-09-13
FXG Asset Management Limited
恒峰资产管理有限公司
RO Type 9 - Asset management 2018-08-13 2023-09-13

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