Zongheng Xiao
肖宗恒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zongheng Xiao (肖宗恒), a licensed former licensee with CE reference BLS682. This person has 4.2 years of SFC licence history. Total licence records on file: 4.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-11 | 2023-09-18 |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2020-03-23 | 2021-02-02 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2020-01-15 | 2021-02-02 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-14 | 2019-12-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zongheng Xiao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.