Kwok Keung Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Keung Lai (黎國強), a licensed Responsible Officer with CE reference BLK712. Currently licensed at 2 firm(s): Yuen Meta (International) Securities Limited, Leo Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.5 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuen Meta (International) Securities Limited 元宇宙(國際)證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-07-31 | present |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-07-03 | present |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
RO | Type 9 - Asset management | 2024-07-03 | present |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-06-17 | 2024-07-03 |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-06-17 | 2024-07-03 |
| Ming Yang Capital Limited 銘洋資本有限公司 |
RO | Type 4 - Advising on securities | 2024-03-12 | 2024-05-24 |
| Ming Yang Capital Limited 銘洋資本有限公司 |
RO | Type 9 - Asset management | 2024-03-12 | 2024-05-24 |
| Ming Yang Capital Limited 銘洋資本有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-19 | 2024-03-12 |
| Ming Yang Capital Limited 銘洋資本有限公司 |
Rep | Type 9 - Asset management | 2024-01-19 | 2024-03-12 |
| Yuen Meta (International) Securities Limited 元宇宙(國際)證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-03-02 | 2024-01-18 |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-03-02 | 2024-01-18 |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
RO | Type 9 - Asset management | 2023-03-02 | 2024-01-18 |
| Yuen Meta (International) Securities Limited 元宇宙(國際)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-09 | 2023-03-02 |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-09 | 2023-03-02 |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-02-09 | 2023-03-02 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-10-08 | 2022-12-02 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-17 | 2022-12-02 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-17 | 2022-12-02 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-06 | 2020-06-19 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-06 | 2020-06-19 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-28 | 2019-04-18 |
| PC Securities Limited 寶鉅證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-20 | 2018-06-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Keung Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.