James Yi Zhao Zhao
趙一兆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Yi Zhao Zhao (趙一兆), a licensed former licensee with CE reference BLK384. This person has 4.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-11 | 2026-01-12 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-11 | 2026-01-12 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-02-11 | 2026-01-12 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-02-11 | 2026-01-12 |
| Citadel Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-08-19 | 2022-04-04 |
| Citadel Securities (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2019-08-19 | 2022-04-04 |
| Maven Asia (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-04-26 | 2019-05-14 |
| Maven Asia (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2018-04-26 | 2019-05-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Yi Zhao Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.