Lin Zhou

周霖
CE No. BKI929 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Zhou (周霖), a licensed former licensee with CE reference BKI929. This person has 9.0 years of SFC licence history. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
CNCB (Hong Kong) Capital Limited
信銀(香港)資本有限公司
Rep Type 1 - Dealing in securities 2022-06-06 2026-10-12
CNCB (Hong Kong) Capital Limited
信銀(香港)資本有限公司
Rep Type 4 - Advising on securities 2022-06-06 2026-10-12
CNCB (Hong Kong) Capital Limited
信銀(香港)資本有限公司
Rep Type 6 - Advising on corporate finance 2022-06-06 2026-10-12
Soochow Securities International Brokerage Limited
東吳證券國際經紀有限公司
Rep Type 1 - Dealing in securities 2021-10-12 2022-04-29
Soochow Securities International Brokerage Limited
東吳證券國際經紀有限公司
Rep Type 4 - Advising on securities 2019-03-28 2022-04-29
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 4 - Advising on securities 2017-08-16 2019-02-28

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