Joseph Auger Goma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Auger Goma, a licensed former licensee with CE reference BKC778. This person has 2.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2019-07-22 | 2021-03-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-07-22 | 2021-03-29 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2019-07-22 | 2021-03-29 |
| Commerz Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2018-10-08 | 2019-05-03 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Auger Goma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Thorsten Heidt | Commerz Securities Hong Kong Limited | 2018–2019 |
| Eric Benjamin Michl | Commerz Securities Hong Kong Limited | 2018–2019 |
| Olivier Marcel Ernest Robine | Commerz Securities Hong Kong Limited | 2018–2019 |
| Chun Pui Yeung | Commerz Securities Hong Kong Limited | 2018–2019 |
| Thaddaeus Engelhardt | Commerz Securities Hong Kong Limited | 2018–2019 |