Nicole Elizabeth Roddy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicole Elizabeth Roddy, a licensed former licensee with CE reference BJT517. This person has 4.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HarbourVest Partners (Asia) Limited | Rep | Type 1 - Dealing in securities | 2020-06-01 | 2022-09-09 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-15 | 2020-01-20 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-15 | 2020-01-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicole Elizabeth Roddy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.