Tinghui Li
李庭輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tinghui Li (李庭輝), a licensed former licensee with CE reference BJL013. This person has 6.0 years of SFC licence history. Total licence records on file: 8.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-11 | 2024-11-29 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-11 | 2024-11-29 |
| Roofer Asset Management Limited 路華資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-01-11 | 2024-11-29 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-13 | 2022-07-20 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
Rep | Type 9 - Asset management | 2019-09-13 | 2022-07-20 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-23 | 2022-07-20 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-27 | 2019-05-29 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-04-27 | 2019-05-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tinghui Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.