Rong Chen
陳融
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rong Chen (陳融), a licensed former licensee with CE reference BJK421. This person has 0.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-17 | 2019-09-18 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-13 | 2017-04-23 |