Ching Yan Ada Lau
劉正欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yan Ada Lau (劉正欣), a licensed former licensee with CE reference BIY756. This person has 4.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-01-19 | 2021-07-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2017-01-19 | 2021-07-16 |