Yuan-Chung Lu
陸源忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan-Chung Lu (陸源忠), a licensed former licensee with CE reference BIY024. This person has 1.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-03-29 | 2019-03-08 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-03-29 | 2019-03-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuan-Chung Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.