Wai Sze Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sze Chan (陳慧詩), a licensed Representative with CE reference BIN990. Currently licensed at 1 firm(s): Top One Global Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-04-11 | present |
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-04-11 | present |
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-04-11 | present |
| Securis Capital Limited | RO | Type 9 - Asset management | 2021-11-30 | 2025-02-03 |
| Securis Capital Limited | RO | Type 1 - Dealing in securities | 2021-03-11 | 2025-02-03 |
| Securis Capital Limited | RO | Type 4 - Advising on securities | 2021-03-11 | 2025-02-03 |
| Securis Capital Limited | Rep | Type 4 - Advising on securities | 2019-02-21 | 2021-03-11 |
| Securis Capital Limited | Rep | Type 1 - Dealing in securities | 2019-01-30 | 2021-03-11 |
| Securis Capital Limited | Rep | Type 9 - Asset management | 2019-01-30 | 2021-11-30 |
| Quintar Capital Limited | Rep | Type 9 - Asset management | 2017-03-28 | 2018-08-31 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-14 | 2018-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Sze Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.