Chi Wo Chan
陳志和
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wo Chan (陳志和), a licensed former licensee with CE reference BIM259. This person has 5.0 years of SFC licence history. Total licence records on file: 9.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-11-01 | 2021-11-26 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-11-01 | 2021-11-26 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-11-01 | 2021-11-26 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 - Advising on securities | 2021-11-01 | 2021-11-26 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 - Advising on securities | 2021-11-01 | 2021-11-26 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2021-11-01 | 2021-11-26 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-03 | 2021-11-01 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-10-03 | 2021-11-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-04 | 2018-09-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wo Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.