Seth Douglas Scharf
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seth Douglas Scharf, a licensed former licensee with CE reference BIE334. This person has 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-09-15 | 2016-10-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2016-09-15 | 2016-10-03 |