James Alan Shipperlee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Alan Shipperlee, a licensed Responsible Officer with CE reference BHV431. Currently licensed at 1 firm(s): Campbell Lutyens Asia Pacific Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 9.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Campbell Lutyens Asia Pacific Limited 思誠亞太有限公司 |
RO | Type 1 - Dealing in securities | 2022-12-19 | present |
| Campbell Lutyens Asia Pacific Limited 思誠亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-29 | 2022-12-19 |
| Campbell Lutyens Asia Pacific Limited 思誠亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-29 | 2020-11-13 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as James Alan Shipperlee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.