Dan Xie
謝丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Xie (謝丹), a licensed former licensee with CE reference BHT121. This person has 0.2 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-11-04 | 2019-11-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-06-04 | 2019-06-14 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-01-25 | 2018-02-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-07-13 | 2017-07-28 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-04-18 | 2017-04-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-07-07 | 2016-07-15 |