Dong Gao
高東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Gao (高東), a licensed former licensee with CE reference BHT018. This person has 6.8 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-22 | 2023-05-25 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 - Advising on securities | 2022-11-22 | 2023-05-25 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 - Asset management | 2022-11-22 | 2023-05-25 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-10-04 | 2023-05-25 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-10-04 | 2023-05-25 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2019-10-04 | 2023-05-25 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-25 | 2019-10-04 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-25 | 2019-10-04 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-01-25 | 2019-10-04 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-05-29 | 2019-01-09 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 - Advising on securities | 2018-05-29 | 2019-01-09 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 - Asset management | 2018-05-29 | 2019-01-09 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-05 | 2018-05-29 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-05 | 2018-05-29 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 - Asset management | 2016-07-05 | 2018-05-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dong Gao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.