Yiu Kwok Chen
陳耀國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Kwok Chen (陳耀國), a licensed former licensee with CE reference BHR802. This person has 8.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sirenia Capital Limited 浩泓資本有限公司 |
RO | Type 4 - Advising on securities | 2024-11-07 | 2026-06-30 |
| Sirenia Capital Limited 浩泓資本有限公司 |
RO | Type 9 - Asset management | 2024-11-07 | 2026-06-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-01-07 | 2022-11-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-01-07 | 2022-11-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-28 | 2022-11-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-28 | 2022-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Kwok Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.