Shuiyin Liu
劉水茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuiyin Liu (劉水茵), a licensed former licensee with CE reference BHK590. This person has 3.5 years of SFC licence history. Total licence records on file: 10.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-24 | 2021-06-30 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-24 | 2021-06-30 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-24 | 2021-06-30 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-03-24 | 2021-06-30 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-03-24 | 2021-06-30 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | 2021-03-24 | 2021-06-30 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-27 | 2019-10-19 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-07-27 | 2019-10-19 |
| Shinhan Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-06-06 | 2018-06-15 |
| Shinhan Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-06-06 | 2018-06-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuiyin Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.