David Walter Hauner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Walter Hauner, a licensed former licensee with CE reference BHK408. This person has 1.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-05-09 | 2017-07-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2016-05-09 | 2017-07-04 |