Xiaoxi Yuan
袁小茜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxi Yuan (袁小茜), a licensed former licensee with CE reference BHC153. This person has 8.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-03-05 | 2023-03-07 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-01-14 | 2025-03-24 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 9 - Asset management | 2020-01-14 | 2025-03-24 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-22 | 2021-03-05 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-25 | 2020-01-14 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-10-25 | 2020-01-14 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-15 | 2017-03-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoxi Yuan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.