Lingzi Xiao

肖翎子
CE No. BGN156 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lingzi Xiao (肖翎子), a licensed former licensee with CE reference BGN156. This person has 0.5 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Shanxi Securities International Asset Management Limited
山證國際資產管理有限公司
Rep Type 4 - Advising on securities 2015-11-25 2016-05-16
Shanxi Securities International Asset Management Limited
山證國際資產管理有限公司
Rep Type 5 - Advising on futures contracts 2015-11-25 2016-05-16
Shanxi Securities International Asset Management Limited
山證國際資產管理有限公司
Rep Type 9 - Asset management 2015-11-25 2016-05-16

Worked alongside

The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Lingzi Xiao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Lam Chiu Hui Shanxi Securities International Asset Management Limited 2015–2016
Feng Xie Shanxi Securities International Asset Management Limited 2015–2016
Yanling Lin Shanxi Securities International Asset Management Limited 2015–2016
Patrick Kam Cheung Fong Shanxi Securities International Asset Management Limited 2015–2016
Wang To Ng Shanxi Securities International Asset Management Limited 2016
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