Lisa Jane Stuart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lisa Jane Stuart, a licensed former licensee with CE reference BGM923. This person has 1.7 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-28 | 2017-08-11 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-03 | 2017-08-11 |
| BlueBay Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2015-12-15 | 2016-12-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lisa Jane Stuart during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.