Vivien Wing Lam Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivien Wing Lam Chan (陳詠林), a licensed Responsible Officer with CE reference BGJ394. Currently licensed at 1 firm(s): Grand Alliance Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-03-29 | present |
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 |
RO | Type 9 - Asset management | 2019-01-29 | present |
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-10-27 | 2019-01-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivien Wing Lam Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.