Thomas C. Yim
嚴梓浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas C. Yim (嚴梓浩), a licensed former licensee with CE reference BGI745. This person has 0.3 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-10-16 | 2016-02-06 |