Yiming Yu
喻一鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiming Yu (喻一鳴), a licensed former licensee with CE reference BGC188. This person has 0.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-09-29 | 2016-03-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2015-09-29 | 2016-03-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-09-29 | 2016-03-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2015-09-29 | 2016-03-23 |