Yuma Yasu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuma Yasu, a licensed former licensee with CE reference BGB937. This person has 1.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-24 | 2017-03-30 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-24 | 2017-03-30 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-09-24 | 2017-03-30 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuma Yasu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yan Chan | Daiwa SB Investments (HK) Limited | 2015–2017 |
| Daisuke Churei | Daiwa SB Investments (HK) Limited | 2015–2017 |
| Shun Kagiwada | Daiwa SB Investments (HK) Limited | 2015–2017 |
| Junya Okada | Daiwa SB Investments (HK) Limited | 2015–2017 |
| Ruiyue Zhang | Daiwa SB Investments (HK) Limited | 2016–2017 |
| Jacqueline Wing-Kay Au | Daiwa SB Investments (HK) Limited | 2015–2016 |
| Richard Chi Wing Leung | Daiwa SB Investments (HK) Limited | 2015–2016 |
| Di Le | Daiwa SB Investments (HK) Limited | 2016–2017 |
| Chi Hang Lui | Daiwa SB Investments (HK) Limited | 2015–2016 |
| Kei Yamazaki | Daiwa SB Investments (HK) Limited | 2015–2016 |
| Terry Chun Chiu Wong | Daiwa SB Investments (HK) Limited | 2015 |
| Xiaoqi Ma | Daiwa SB Investments (HK) Limited | 2017 |
| Siu Lun Lai | Daiwa SB Investments (HK) Limited | 2017 |
| Ho Wah Ng | Daiwa SB Investments (HK) Limited | 2017 |