Charles Francois Valery D'Haussy
夏多希
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Francois Valery D'Haussy (夏多希), a licensed former licensee with CE reference BFZ323. This person has 2.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-08-18 | 2023-09-01 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-08-18 | 2023-09-01 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 9 - Asset management | 2022-08-18 | 2023-09-01 |
| SoFi Securities (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-01-04 | 2016-09-03 |
| SoFi Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-08-10 | 2016-09-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Francois Valery D'Haussy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.